-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CoDL+klgtIapQQAgPA9yVDGhkMy7YGLxDvUC58ZdPcG95OQ960T/x14wdfex5QZL 8QIpzW/AcYhU1gnYyvfulA== 0000950133-97-000752.txt : 19970311 0000950133-97-000752.hdr.sgml : 19970311 ACCESSION NUMBER: 0000950133-97-000752 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970310 SROS: NONE GROUP MEMBERS: ROBERT E. TORRAY & CO., INC. GROUP MEMBERS: THE TORRAY CORPORATION GROUP MEMBERS: TORRAY ROBERT E SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN FINANCIAL BANCORP INC /VA/ CENTRAL INDEX KEY: 0000914789 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 541779978 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50615 FILM NUMBER: 97553846 BUSINESS ADDRESS: STREET 1: 37 EAST MAIN ST CITY: WARRENTON STATE: VA ZIP: 22186 BUSINESS PHONE: 7033493900 MAIL ADDRESS: STREET 1: 37 EAST MAIN ST CITY: WARRENTON STATE: VA ZIP: 22186 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN FINANCIAL FEDERAL SAVINGS BANK DATE OF NAME CHANGE: 19931116 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TORRAY ROBERT E CENTRAL INDEX KEY: 0000908378 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6610 ROCKLEDGE DRIVE STREET 2: SUITE 450 CITY: BETHESDA STATE: MD ZIP: 20817-1869 BUSINESS PHONE: 3014934600 SC 13G/A 1 SCHEDULE 13G (AMENDED) RE: SOUTHERN FINANCIAL. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Southern Financial Bancorp, Inc. --------------------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------------------------- (Title of Class of Securities) 842871105 --------------------------------------------------------- (CUSIP Number) 2 SCHEDULE 13G CUSIP No. 842871105 ----------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert E. Torray -------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ---------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES --------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 137,616 REPORTING --------------------------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH -0- - ---------------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 148,101 - ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 148,101 - ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.29% - ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - ----------------------------------------------------------------------------------------------------------
3 SCHEDULE 13G CUSIP No. 842871105 ----------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert E. Torray & Co., Inc. -------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - ---------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY --------------------------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 33,880 PERSON --------------------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -0- - ---------------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 44,365 - ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 148,101 - ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.29% - ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IA - ----------------------------------------------------------------------------------------------------------
4 SCHEDULE 13G CUSIP No. 842871105 ----------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Torray Corporation -------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - ---------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY --------------------------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 103,736 PERSON --------------------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -0- - ---------------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 103,736 - ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 148,101 - ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.29% - ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IA - ----------------------------------------------------------------------------------------------------------
5 Item 1. (a) Name of Issuer: Southern Financial Bancorp, Inc. (b) Address of Issuer's Principal Executive Offices: 37 East Main Street Warrenton, Virginia 22186 Item 2. (a) Name of Person Filing: Robert E. Torray/ Robert E. Torray & Co., Inc./The Torray Corporation (b) Address of Principal Business Office or, if none, Residence: Robert E. Torray 6610 Rockledge Drive, Suite 450 Bethesda, MD 20817-1869 Robert E. Torray & Co., Inc. 6610 Rockledge Drive, Suite 450 Bethesda, MD 20817-1869 The Torray Corporation 6610 Rockledge Drive, Suite 450 Bethesda, MD 20817-1869 (c) Citizenship: United States of America/Maryland/Maryland (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 842871105 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) /x/ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) /x/ Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (h) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)
Item 4. Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. 6 The information in items 1 and 5-11 on the cover pages (pp 2-4) of the statement on Schedule 13G is hereby incorporated by reference. Item 5. Ownership of Five Percent or Less of a Class. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company See Exhibit A Item 8. Identification and Classification of Members of the Group Item 9. Notice of Dissolution of Group Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct and may be filed jointly with Robert E. Torray and Co., Inc. and the Torray Corporation. Dated: 3/10/97 By: /s/Robert E. Torray ------------------------- Name: Robert E. Torray 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct and may be filed jointly with Robert E. Torray and the Torray Corporation. Dated: 3/10/97 ROBERT E. TORRAY AND CO., INC. By: /s/William M Lane ----------------------- Name: William M Lane Title: President 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct and may be filed jointly with Robert E. Torray, Inc. and Robert E. Torray. Dated: 3/10/97 THE TORRAY CORPORATION By: /s/William M Lane ------------------------- Name: William M Lane Title: Vice President 10 EXHIBIT A Robert E. Torray is filing this statement as a parent holding company in reliance on the following SEC No-Action Letters: Edward C. Johnson 3d, SEC No-Action Letter (Aug. 30, 1991) and Warren E. Buffet and Berkshire Hathaway, Inc., SEC No-Action Letter (Dec. 5, 1986). The relevant subsidiaries, Robert E. Torray & Co., Inc. and The Torray Corporation, are registered as investment advisers under Section 203 of the Investment Advisers Act of 1940 and are deemed to have beneficial ownership of the subject securities because they each possess investment discretion with respect to the accounts in which the shares are held. -----END PRIVACY-ENHANCED MESSAGE-----